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Cernavoda 2 NPP in Romania:
A Test Case for the Coherence of EU Policies in Accession Countries

Campagna per la riforma della Banca mondiale
May 2003

E-mail: info@crbm.org
Web-site: www.crbm.org

Cernavoda 2 NPP Project in Romania:

A Test Case for the Coherence of EU Policies in Accession Countries

Antonio Tricarico
Campagna per la riforma della Banca mondiale
May 2003

The project of completion of the second 700 MW CANDU reactor of the Cernavoda nuclear power plant in Romania is doubtless a crucial test case for Euratom and European bilateral financiers, such as Export Credit Agencies (ECAs), as regards the definition of their nuclear policies for the coming years. In particular, it is the last project that could benefit from Euratom support before the proposed extension of the Euratom loan ceiling. As a matter of the fact, Euratom is considering to concede Romania a 223 million ? loan, the exact amount of money which is left and not committed in Euratom's treasury. A final decision by the European Commission on the controversial loan is expected in the next weeks, since the loan request is already at the interservice of the Commission. This will decide on Euratom loans on the  proposal of Commissioner for Economic and Monetary Affairs after technical screening of the loan on safety, environmental and economic grounds with the involvement of DG Enlargament, DG Environment and the European Investment Bank respectively. The Romanian government should be able to issue a sovereign counter-guarantee as requested under the Euratom loan mechanism in June 2003. The delay is due to the ceiling on guarantee imposed by the International Monetary Fund onto Romania in order to reduce the risk of generating an unsustainable debt for the country in the long-term. Nevertheless, Romania will not be able to issue further guarantees for attracting further investment in other sectors in the next years because of its extensive financial commitment for the Cernavoda 2 - more than 600 million ? in counter-guarantee - in a time when the country still faces a hard economic situation.

The Financial Package for Cernavoda 2 NPP

ECA Operation Amount Applicant Exporter
EDC (Canada) Investment insurance 316 million CAN (=269 mil. US$)
Societé Generale de France's loans AECL

SACE (Italy) Investment insurance 118 million ?  Societé Generale de France's loans Ansaldo Energia
COFACE (France) Credit Guarantee 23 million ?   Alstom
 -
Eximbank (US) Credit Guarantee 24 million US$ Nexans/General Electric -

Societé General de France arranged private commercial loans for a total amount of 384 million ?, of which 350 million ? from Societé Generale of France, 25 million ? from Romanian Development Bank (which is Societé Generale in Romania) and 9 million ? from Credit Lyonnais of France.

The Romanian government is also contributing to the project with 80 million US$ from the State budget, thus leading the estimated overall cost of the completion of Cernavoda 2 NPP to more than 700 million ?. Any cost over-run will be covered by the Romanian government.

The Romanian government is planning to issue the following counter-guarantee:
- 433 million US$ (split into two parts: December 2002, March 2003) to cover ECA lending;
- 233 million ? in June 2003, to cover the Euratom loan.

Last January the four ECAs involved in project financing have approved their guarantees for private commercial banks and exporters. The approval has been made conditional to the fulfilling by the Romanian government of a set of conditionalities during the construction period and before the start-up of the reactor. Apparently these conditionalities have been attached to an Inter-Creditor Agreement signed by the four ECAs, Societé Generale, AECL and Ansaldo at the end of 2002. To date ECAs have refused to make public such safety and environmental conditionalities and US NGOs have formally requested Eximbank their disclosure under the Freedom of Information Act procedure. According to what international NGOs understand, environmental conditionalities include the finalisation of several safety, seismic and other studies for the controversial project.

Violation of the Euratom mandate

The 700 million ? Cernavoda 2 project is not a greenfield project, since works on it has begun under Ceausescu regime, but, as in the case of the first reactor of the plant, functioning since 1996, the second unit can  be completed only through the support of foreign financing. At the same time, the core of the nuclear project still has to be implemented and apart of civil and electrical equipment most of the work on the second reactor has been carried out through assistance and equipment already in place for Cernavoda 1. A consortium including SNN, the state-owned nuclear company and lead project sponsor, AECL of Canada and Ansaldo Energia of Italy is implementing the completion project.

The granting of the Euratom loan to the Romanian government would be in clear violation of the Council guidelines for granting Euratom loans to certain non-EU countries since they are not supposed to be used for the building of new reactors. The European Council decided in 1994 "to authorize the Commission to contract Euratom borrowings in order to contribute to the financing required for improving the degree of safety and efficiency of nuclear power stations in certain non- member countries" , but not explicitly in support of the construction or completion of new nuclear reactors, as in the case of Cernavoda 2.

It seems clear that Euratom loans are to be used for safety upgrades of existing reactors and not the building of new reactors. This interpretation - that the loans are meant for older Soviet designed reactors - seems to be shared by the Commission in their new Communication, which is trying to argue the case for more Euratom funds: "However, especially as the issue of the safety of Soviet designed nuclear power stations becomes ever more acute, there will be pressure to further extend Euratom coverage and hence a need for increased provisioning. Potential new Euratom commitments could be in the order of ? 200-300 million a year. Any further Euratom lending will also require raising the ceiling for Euratom loans which is subject to a separate legislative procedure" . This document does not either mention that funds would be applied to the building of new reactors.

Secret project studies funded by the European Commission

Since 1999 Euratom commissioned through the PHARE programme of the European Commission four studies concerning environmental, safety, economic and financial aspects of the Cernavoda 2 project. Only the environmental study has been made public so far, despite reiterated requests of civil society in European countries and Romania to make all the studies public. The European Commission has made clear to NGOs  that the economic and financial documents cannot be made public because of their commercial confidentiality, even though the economic study is currently under review by the European Investment Bank which manages European taxpayers' money. As concerns the safety study, already approved by the European Council nuclear expert group in July 2002, it is still unclear whether the European Commission is in favour of its disclosure .

Concerns about safety standards and regulation in Romania

In any case, the publication of and public consultation about the PHARE funded project studies alone will not be able to guarantee the safety of the projects and that the Romanian government will properly implement and manage the project in its entire lifetime. The Romanian Nuclear Regulator, CNCAN, told NGOs  that a new EIA is not mandatory for Cernavoda 2 since the whole plan of construction of the Cernavoda NPP, consisting of 5 nuclear reactors, was licensed at the beginning of the '90s. It does not matter that more than 140 changes occurred in the project design of Cernavoda 2 to date. Such interpretation of the Romanian openly conflicts with the environmental licensing procedure carried out by the Romanian Environment Ministry in the last months.

It has to be noted that according to the Western European Nuclear Regulators' Association in the last ten years the CANDU design has not changed fundamentally. "The basic safety features of the CANDU 600 concept have not developed very much over the years. When construction of Unit 1 restarted in 1991, design improvements were introduced similar to those already implemented in the twin plants of Wolsung (South Korea), Point Lepreau and Gentily-2 as a result of their operating experience and PSA studies. The main improvements include better separation between control and shutdown system, modification of control room design, provision for post LOCA sampling capability in the containment, etc."  Principal safety problems as the positive void coefficient of reactivity, vulnerability to loss of regulation incidents, containment deficiencies, seismic hazard and fire protection are not totally solved. (see Section 2)

According to the energy chapter of the 2002 EU Regular Report for Romania from DG Enlargement of the European Commission, "The unresolved issues of spent fuel and nuclear waste will have to be addressed [by the Romanian government] in the short-term" and although "Romania has accepted and addressed all the recommendations contained in the Report on Nuclear Safety in the Context of Enlargement of June 2001" and "no major difficulties were foreseen for compliance with the Euratom Treaty, Romania should implement some international nuclear norms. Nuclear safety standards, especially those related to plant operation, should be handled appropriately and longer-term solutions needed to be found for radioactive waste." (see Annex 1)

Inadequate project EIA studies

The publication of all Euratom-funded studies is quite crucial since these are complementary to the fully inadequate Environmental Assessment Summary which has been produced by AECL of Canada, one of the foreign sponsor of the project, and the official Environmental Impact Summary carried out by the National Institute of Research and Development for Environmental Protection in Bucharest (ICIM) on behalf of the Romanian State-owned nuclear agency, SNN Nuclearelectrica. Both the documents are available only in a summary format and not as a full version because of apparent commercial confidentiality of some information contained in the documents. Only recently Romanian authorities have made available to international NGOs after their reiterated requests relevant parts in Romanian of the full EIA study carried out by ICIM. (see Section 1)

The AECL study, made public at the end of 2001 in order to comply with environmental requirements of EDC of Canada, fails to properly consider alternatives to complete the Cernavoda 2 reactor, to assess the consequences of a catastrophic nuclear accident and the security provisions, to disclose details of the nuclear emergency plan and the complete nature of the seismic risks, and to finally conduct an adequate Probabilistic Risk Assessment.

According to the independent review of the authoritative Austrian Institute for Applied Ecology,  the summary of  official Romanian EIA study made public by the Romanian government last August, is incomplete, not systematic, not understandable because of the lack of relevant maps and data included in the full version of the document, so that it is impossible to evaluate whether all needed data have been collected and all project impacts seriously assessed by EIA authors.

Lack of civil society consultation

According to the Romanian Law on the Environmental Protection of 1995 and the associated implementing procedure, the Romanian "accepted [EIA] report shall be subjected to public debate by the local EPA and shall record the comments and conclusions resulted"  . In September 2001 an unofficial presentation of the project by AECL and SNN officials took place in Cernavoda, Constantza and Medgidia. It should be noted that these meetings have been attended mainly by representatives of pro-nuclear NGOs which have been established by officials from the national nuclear agency in the last years, as per their admission to the international NGO Fact-Finding Mission (FFM) in February 2002. Representatives of the Romanian Environmental Ministry made clear to the FFM that those meetings could not be regarded as official consultation since the official EIA study of the project had not been made public yet at that time.

Subsequently, during meetings a new international NGO FFM to Romania last January nuclear and environmental authorities claimed that no additional consultation were to take place since the official ones had already occurred and were based on the first draft of the EIA of the project prepared by AECL..

To this respect, it should be noted that the full EIA study by AECL was not made available to local environmental authorities in charge of organising the consultations in Romania, although it should have been given as part of the environmental agreement issuance procedure. A follow-up visit to the local authorities in Constanta in February 2003 proved that the report distributed to consultation participants was quite different from the Environmental Assessment Summary made public by AECL and have not got the same structure either. In particular, the two studies include a different assessment of estimated future energy needs in Romania. Furthermore, all the references to economic justification of the nuclear project and non-nuclear alternatives included in the AECL summary, even though in a limited and  inadequate manner, are not included in the Romanian document, although a study of the alternatives, taking into account the associated environmental impacts, is essential for the public to appreciate the necessity and the relevance of such a project. This is also an explicit requirement under the Permitting Procedure for economic and social activities having an environmental impact according to the Romanian Environmental Protection Law No. 137/1995. Therefore, international NGOs have serious doubts whether the public consultation has been based on appropriate information on the project.

In follow-up correspondance with authorities from the Romanian Environment Ministry, when these have been asked why SNN commissioned a second study this time to ICIM and why this document was not subject to the proper procedure, namely not resubmitted to public consultation at its completion, the Romanian authorities admitted that the public consultation had been based on "illegal" EIA documentation, that "a second study was asked because, according to national legislation, the environmental impact study (EIS) has to be made only by a natural or legal person certified according to Minister Order (MO) 278/1996 and the EIS has to be done according to the MO 125/1996 requirements." (see Section 1). Thus Romanian authorities recognised that the AECL was not certified to carry out such a study and that the EIS made by them did not meet the national requirement in this matter. Consequently the final and official EIA study is the one produced by ICIM which has not been sumitted to public consultation as requested under the Romanian environmental law, EU law and international environmental recognised standards.

As suggested by environmental experts of the EU delegation in Bucharest and requested to Commissioner Wallström by international NGOs (see Annex 2), it is needed to urge Romanian authorities to fully implement the new Environmental Protection Law which entered into force on January 17th, 2003 by adopting the EU directive 85/337/EEC as amended by the 97/11/EC Council Deirective within the accession process. Consequently the European Commission should request Romanian authorities to hold new consultations with project affected communities on the ICIM full EIA study as a condition for the approval of the requested Euratom loan. Going ahead with project financing without expecting the outcome of public consultation with local affected communities and international civil society on the full official EIA study for the project would be a clear violation of the principles of the European Union's environmental law and a terrible example given to an accession country, such as Romania, which has been requested by the European Union itself to live up its environmental rules to European standards as a pre-accession condition.

Finally the FFM was denied access to the nuclear power plant in Cernavoda in January 2003, after providing in advance nuclear authorities with all needed information. While reacting to the Mission's complaints about the modalities by which the mission was diverted to the Cernavoda site and then not allowed to visit the plant, Mr. Chirica, director of the SNN international affairs division, bluntly stated on-the-record its full lack of interest in the possibility that the FFM had reported to the European Commission and national governments involved in project financing about the unfortunate case. Such attitude by Romanian high-ranking authorities requesting the concession of the Euratom loan poses a serious question about the reliability and credibility of the whole Romanian government in properly implementing the controversial nuclear projects also with the support of EU funding.

Violation of international environmental law

The financing of the Cernavoda 2 NPP project under current situation might be in violation also of international environmental law. In particular, Romania and all its neighbouring countries, apart of the Serbian federation, have all signed and ratified the Espoo Convention on EIA in a Transboundary Context, which came into force in 1997 and to which also the European Commission is party. It should be noted that the Cernavoda NPP is located less than 50 km from the Romanian border with Bulgaria and that this country has been insistently requested by the European Union to close four nuclear reactors at the Kozloduy NPP on safety grounds. The Bulgarian government has been notified by the Romanian government about its intention to go ahead with the project and the project EIA study only at the end of 2002, after the completion of the EIA study, thus in violation of article 3 of the Convention. Furthermore, Bulgarian authorities received only the ICIM EIA summary, which is insufficient to fully evaluate transboundary impacts associated with the Cernavoda 2 project. (see Sections 1 and 2).

After receiveing several NGO submissions and extending the timeline for comments, finally Bulgarian authorities sent their comment about the ICIM EIA Summary to the Romanian government last April. Outstanding problemsregarding environmental transboundary impacts associated with other projects and affecting the two countries and the intention of the Bulgarian government to go ahead with the construction of the Beline NPP, pushed Bulgarian authorities to keep a low profile in the Cernavoda 2 case vis a vis Romania at the end. A choice that seems to be passively accepted by the European Commission, in order to minimize conflicts with the second wave of accession countries for the time being. Such a political attitude would result in a "lose-lose" situation where two controversial nuclear projects would be completed in violation of national and international environmental law, thus avoiding to use these cases as a political leverage to accelerate the adoption of EU and international rules and standards in domestic environmental law, as requested under the EU accession process, in countries which still have a bad environmental record.

However, in a written reply to NGO concerns, Commissioner Verheugen acknowledged the importance of the Espoo Convention in the Cernavoda 2 case and committed to monitor developments of bilateral relations between Romania and its neighbours as concerns the significance of the project in a transboundary context and the implementation by Romanian authorities of the provisions under the Espoo Convention. (see Annex 3) By financing the Cernavoda 2 project under current conditions it would support the violation of international environmental law that it has been promoting since its inception.

High risks not considered

The ICIM study does not address at all outstanding safety problems of CANDU technology and the necessary improvements, which have been suggested in several technical mission reports about CANDU reactors in the past years.

The earthquake risk for the Cernavoda NPP is grossly underestimated by a factor two, even though Romania is one of the most active earthquake regions in Europe. Old seismic data and literature have been used in the EIA study without cosidering significative events occurred in the last ten years.

On the basis of the EIA summary it is impossible to justify the absence of risk from external events such as flooding, explosions or airplane crash. The estimation of the overall risk associated with accidents with large radioactive releases is underestimated comparing with Western European standards and no sufficient database is provided to verify the transport calculations for the impact of radioactive effluents into air and water under accident conditions. Furthermore, all calculations do not include meteorological and precipitation data. (see Section 2)

Finally, no measure for the permanent monitoring of the water quality and special protection in case of contamination is provided, even though groundwater is used for drinking in many villages and towns in the Cernavoda area.

It should be noted that the FFM to Romania of last January detected the complete lack of independence of the Romanian Nuclear Regulator, CNCAN. The FFM formally requested separate meetings with the nuclear regulator - which is also the Secretary of State of the Romanian Ministry of Water and Environmental Protection -  the environmental authorities and the nuclear state-owned company, SNN. Nevertheless the Mission has been allowed to meet environmental experts only in a meeting convened by the Nuclear Regulator and at the presence of representatives of the nuclear company who systematically influenced the Regulator and the overall meeting, even by wrongly translating the inyterventions of the environmental authorities.

A project for export and not for the Romanian people

The real aim of the Cernavoda 2 project is to produce electricity for export to western European countries and not for matching energy needs of the Romanian people. As a matter of the fact, the country is still experiencing a severe economic crises, its energy demand is not  increasing and some of the electricity produced at Cernavoda 1 is being exported. In particular, Italy has a strong interest in importing additional nuclear energy produced at Cernavoda, even though nuclear production on the Italian territory has been banned through a popular referendum since 1987. Quite a clever expedient to relocate nuclear production and associated risks far away to Eastern Europe. The option of exporting nuclear energy produced in the future at Cernavoda has not been excluded by the Romanian Electricity Regulator in its written reply to international NGOs' concerns. (see Annex 4).

All EIA studies are based on the conclusion of the 1998 Alternatives Study commissioned by the European commission and never made public. The economic due diligence being carried out by the European Investment Bank will not be made public by the Commission as well. No detailed cost-benefit analyses for each of the options considered in the EIA studies has been produced and the Romanian government has kept refusing to disclose the production figures documenting costs at Cernavoda 1 to the public in order to justify the economic viability of the Cernavoda 2 completion project.

At the same time the Romanian energy system needs immediate interventions in energy efficiency as regards existing fossil-fuel fired and hydro power plants and the transmission grid, as admitted by the energy experts of the European Union Mission in Bucharest to the international Fact-Finding Mission in February 2002. Furthermore, the significant renewable energy potential in Romania has not been seriously explored to date. (see Section 3).

In any case, it is clear that in the view of Romanian authorities the completion of Cernavoda 2 would pave the way to the construction of the third and further units - currently preliminary civil works for three more units are in place at Cernavoda, after the suspension of construction activities due to the collapse of the communist regime. As reported by Reuters last February (see Annex 5), the Romanian government has offered a Korean-Canadian-Italian consortium 10-year control of a third planned reactor at Cernavoda under a build-operate-and-transfer scheme, with the aim of turning the European Union aspirant into a key Balkan power exporter for the more and more liberalised European energy market. In this way, Romania would avoid resorting to long-term, state-guaranteed loans as it has done so far. "It would be an easy start for us to get into the EU's energy market", commented a member of the Parliament's industry commission in charge of the new nuclear deal, while defining western CANDU technology safe in contrast with Soviet-era nuclear plants operating or planned in Eastern Europe.

Conclusions

In the approach followed by Romanian authorities in the case of the Cernavoda 2 project there is an assumption that the outstanding environmental issues as well as the issue of spent fuel and nuclear waste in Romania appear small compared to the safety and closure of nuclear plants in other candidate countries, such as Bulgaria, so that the European Commission at the end might tolerate the full development of the Romanian nuclear program in the next years starting soon with the completion of Cernavoda 2. It is necessary that the European Commission intervene actively in the Cernavoda 2 case by delaying the approval of the Euratom loan until when all safety and environmental standards, both at national and international level, are fully met by Romanian authorities.

At the same time, under the current situation of the Romanian energy system requiring non-nuclear energy intervention Euratom financing of the Cernavoda 2 project is not coherent with European Union's environmental and energy policies and therefore it should be denied to the Romanian government. By approving a 223 million ? Euratom loan for the project the European Commission would inevitabily lose any political leverage to move the Romanian government to live up its safety and environmental standards before the accession date of 2007.


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